Our client, a Global leading Hedge Fund is going through a period of expansion due to an increase in client activity. As a Senior Compliance Officer, you will be responsible for the following:
- Help supervise the compliance team
- Conduct general compliance reviews for the group (polices and regulatory requirements)
- Review of marketing materials used
- Prepare compliance board reports
- AML reviews of distributors and clients
- Preparation of regulatory filings
- Employee training
- Assist in updating and drafting of compliance policies and procedures
To qualify, you will need about 4 years plus compliance monitoring experience with strong knowledge of FSA rules. Currently holding the CF10 and CF 11 positions.